CONTROLS ASSOCIATE - INVESTMENT OPERATIONS

Job description:


Do you have previous experience in investment operations, alongside strong risk and controls experience? If so, a new opportunity has arisen within a client facing team in a global financial services firm that may be well suited.

The role is available on an initial contract of 6 months.


Core requirements:



  • Previous experience in providing quality services, focusing on client management

  • Ability to build and maintain relationships with relevant stakeholders

  • Ability to work in a pressurised environment and manage priorities effectively

  • Previous experience in the Investment operations industry

  • Previous experience of managing controls

  • Ability to work effectively in a team and to tight deadlines

  • Team player with good influencing and negotiating skills

  • Excellent communication skills, written and spoken


Core responsibilities:



  • Manages key alliances across the business for the benefit of the client

  • Manage all account opening and maintenance requests through the clients system in liaison with several entities, including the responsibility for credit applications into credit support and management of credit excesses in coordination with client management

  • Ensure governance process across alliances is in place

  • Ensure adherence to TOM, controls, processes and procedures

  • Lead initiatives to improve control and effectiveness

  • Continually reassess the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructurings, and the impact of new technology



Job reference: 10815



To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.


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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.


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