COMPLIANCE ANALYST - FINANCIAL PROMOTIONS

Job description:


Are you a compliance analyst with experience of financial promotions?


If so we at Core-asset Consulting have an exciting new opportunity with a global investment management company based in Edinburgh.

This is a 12-month contract.


Core requirements:



  • Strong processing skills, as well as an analytical and systematic approach to work

  • Understanding of financial promotions

  • Effective communicator and ability to speak to employees at all levels within the organisation

  • Experience with the asset management industry would be an advantage

  • Experience within a Compliance environment

  • IOC exams or equivalent would be advantageous


Core responsibilities:



  • Provide advice, assurance and challenge in respect of financial promotions

  • Review and approve financial promotions for products and investment services, necessitating knowledge of the relevant FCA COBs, COLL and PERG rules and guidance and related European regulation such as MiFID II and PRIIPs


Job reference: 11008


To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.


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Core-Asset Consulting is committed to protecting the privacy of our candidates, clients and website users.

For further information, please refer to our full Privacy Statement available on our website http://www.core-asset.co.uk/about-core-asset/privacy-statement


Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.


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