SENIOR COMPLIANCE ANALYST

Job description:


Core-asset Consulting's client, a global investment management firm are looking for a Senior Compliance Analyst to lend assistance with a number of ongoing regulatory change projects.


This is a 6-month contract based in Edinburgh



Core requirements:



  • Demonstrable experience within a Compliance environment, preferably within asset management

  • Experience with PRIIPs, MiFID II and costs and charges disclosure

  • Strong processing skills, as well as an analytical and systematic approach to work

  • Understanding of financial promotions

  • Effective communicator and ability to speak to employees at all levels within the organisation



Core responsibilities:



  • Provide advice, assurance and challenge in respect of ongoing projects relating to product and distribution regulatory change, specifically

  • Support the team in covering some financial promotions work, specifically in relation to cross border distribution of products and services in markets where the firm has no licenses or products registered.


Job reference:
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.


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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.


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