Job description:

Are you a compliance professional with an understanding of UK and overseas financial regulation?
If so then we at Core-asset Consulting have an exciting new opportunity within a leading asset management house that may be of interest to you.

This is an 18-month fixed term contract based in Edinburgh

Core requirements:

  • IOC, IMC or other investment related qualification (or working towards)

  • Good knowledge of UK and overseas financial regulation

  • Experience of working in the investment management sector within a compliance role

  • Experience of working in a risk-based compliance monitoring role (desirable)

  • Data analytical skills - able to identify outliers, exceptions and trends

Core responsibilities:

  • Involvement in projects to maximise our usage of the Code of Ethics System, e.g.

    systems integration

  • Complete monthly compliance monitoring tests and deep dive thematic reviews as part of the Compliance Monitoring Programme

  • Help develop dashboard style reporting and production of MI for senior management

  • Handling sensitive personal data, e.g.

    personal dealing information, political contributions and outside business interests disclosures

  • Answering Code of Ethics related queries from the business

Job reference: 11020

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.


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