Compliance Advisory Officer

Job Description:

Our client, a successful financial services firm, is currently looking for a Compliance Advisory Officer to join the team on a full-time and permanent basis.

In this broad role, you will be responsible for interpreting FCA regulations, guidance and publications.

The ideal candidate will have at least 2 years' experience in a compliance or audit role within financial services, and strong knowledge of the FCA handbook.

• At least 2 years of experience in a compliance or audit role within financial services.


• Strong knowledge of the FCA handbook and the ability to interpret and apply its guidance.


• Excellent communication skills - you will need to explain regulatory requirements clearly and influence people at all levels.


• Ideally degree educated and or qualifications from recognised industry providers such as CISI, ICA or FSA.


• Positive and self-motivated with a can-do attitude to problem solving.

• Interpreting and communication FCA regulations, guidance and publications.


• Responding to compliance queries, flagging and reporting compliance issues.


• Review and approval of financial promotions created by our Marketing and Investment Management teams.


• Acting as a key stakeholder in projects, offering advice on governance and regulatory matters.


• Contributing to the development of a positive compliance culture, ensuring our values and customer-first approach are consistently delivered.

• A highly competitive salary


• Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15940

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

At Core-Asset, we're committed to protecting and respecting your privacy.

Our privacy statement explains when and why we collect personal information about people who engage with our services, how we use it, the conditions under which we may disclose it to others, and how we keep it secure.

We may change this policy from time to time, so please check this policy occasionally to ensure that you're happy with any changes.

By engaging with us (either by applying for a job we're advertising, registering through our website, or getting in touch with our business) you're agreeing to be bound by this policy.

Core-Asset Consulting is committed to protecting the privacy of our candidates, clients and website users.

For further information, please refer to our full Privacy Statement available on our website http://www.core-asset.co.uk/about-core-asset/privacy-statement

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

INDPERM