Compliance Officer

Job Description:

Core-Asset is working on a fantastic opportunity for a Compliance Officer to join the team at a leading asset manager.

The ideal candidate will have sound knowledge of the asset management business and relevant UK and US regulations, and will be able to drive improvements in the compliance programme to keep abreast of market standard.

This is a permanent role based in Edinburgh with a hybrid-working pattern.

• Sound knowledge of relevant UK regulation (knowledge of US regulation is advantageous) within an asset management environment.


• Experience compiling information for regulatory examinations and audits as directed.


• Ability to form close working relationships across the business.


• Strong written and oral communication skills with the ability to interact at all levels across the organisation.

• Assess and offer solutions on core compliance matters.


• Attend internal business meetings as a compliance representative.


• Support Compliance policy review schedule and effectiveness assessment.


• Compliance Policy Oversight, e.g.
  
  Code of Ethics, Conflicts of Interest, Market Abuse.


• Conduct Compliance Training for the first line.


• Maintain ongoing SMCR oversight.


• Oversee Regulatory Reporting.


• Support and provide a compliance risk view onboarding new clients, product initiatives.

• A highly competitive salary


• Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15891

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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