Compliance Analyst (Policy & Framework)

Job Description:

Our client, a leading investment management firm, is seeking a Compliance Analyst to support the delivery of a broad range of risk management and regulatory compliance activities across the business.

This is an excellent opportunity for an individual looking to further develop their career within Risk & Compliance, gaining exposure to enterprise risk management, regulatory reporting, governance processes and compliance oversight within a regulated financial services environment.

• Experience supporting risk management and/or compliance activities within a regulated financial services environment.


• Understanding of the asset management industry and associated regulatory requirements.


• Strong organisational skills with the ability to manage multiple tasks and priorities effectively.


• Proactive and accountable approach to work, with the confidence to escalate issues when appropriate.


• Excellent attention to detail and a professional, conscientious mindset.


• Strong communication and collaboration skills, with the ability to work effectively as part of a team.


• Commitment to continuous learning and professional development.


• High levels of integrity and ethical conduct.

• Support the ongoing operation and maintenance of the firm's Enterprise Risk Management Framework, associated policies and processes.


• Assist with risk event management activities and the monitoring and reporting of key risk indicators.


• Support the preparation and delivery of Risk & Compliance reporting for internal governance committees, regulators and clients.


• Undertake day-to-day compliance monitoring activities, including personal account dealing, gifts and hospitality, and outside business activities.


• Deliver compliance induction training for new employees.


• Contribute to client due diligence responses from a Risk & Compliance perspective.


• Support the maintenance and administration of Risk & Compliance systems and tools.


• Assist with the coordination of internal audit activities and wider Risk & Compliance projects as required.

• A highly competitive salary


• Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter, and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: (16503)

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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