Investment Management Oversight Director

Job Description:

Core-Asset Consulting is supporting a leading investment firm in the appointment of an Investment Management Oversight Director.

The successful candidate will operate at a senior level, combining investment governance, regulatory oversight and operational leadership.

The role also contributes to strategic initiatives, product development and change management, while leading and developing a specialist oversight team.

• Extensive experience in investment oversight, fund governance or operations within a regulated financial services environment


• Strong understanding of applicable regulatory frameworks and conduct requirements


• Proven leadership and team management capability


• Experience engaging with regulators and senior stakeholders


• Strong technical knowledge of investment management and fund structures


• Excellent written and verbal communication skills with the ability to present complex information clearly

• Lead and maintain a robust investment oversight framework for delegated investment managers


• Ensure governance reporting, dashboards and committee materials are accurate and up to date


• Chair internal governance committees and contribute to product and investment discussions


• Oversee the review and quality control of fund documentation and disclosures


• Act as a key contact for regulators and external stakeholders on oversight matters


• Lead and develop the fund oversight team, ensuring delivery of key activities and objectives


• Monitor, assess and escalate risks, ensuring appropriate controls and mitigation are in place


• Ensure compliance with relevant regulatory frameworks and conduct requirements


• Contribute to strategic initiatives, business development and change programmes


• Build and maintain effective relationships with internal and external stakeholders

• A highly competitive salary


• Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter, and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: (16465)

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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